The Federalist Papers
by Alexander Hamilton, James Madison, and John Jay
Assigned by 5 of the 9 reading lists
Eighty-five newspaper essays published in New York in 1787 and 1788 under the name Publius to persuade the state to ratify the proposed Constitution. Hamilton wrote the majority, Madison about a third and Jay five. They argue for a strong union against the failures of the Articles of Confederation, defend the new government's powers over taxation and the military, and explain its structure. Madison's No. 10 argues that a large republic controls the mischiefs of faction, and No. 51 that ambition must be made to counteract ambition; Hamilton's No. 78 defends judicial review.
We recommendThe Federalist PapersSignet Classics, 2003Clinton Rossiter's edition, with Charles Kesler's introduction and the Constitution appended; the cheap standard.
Also goodcompare
- Liberty Fund. The scholarly text, with the Constitution cross-referenced essay by essay.
- Penguin Classics. A good long introduction on the ratification fight, for readers who want the politics as well as the theory.
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- Written
- 1787-1788
- Language
- English
- Length
- Long · 600 pp300 to 700 pages
- Difficulty
- Demanding3 of 5 for a first-year reader
Why it's on the list
These are campaign documents written to win a vote in one state, at speed, under a pseudonym, and they became the most cited commentary on any constitution in the world. The reason is Madison's two great essays. No. 10 turns the received wisdom on its head: republics were supposed to require small, homogeneous populations, and Madison argues that a large and diverse one is safer, because factions multiply and no single one can form a majority. No. 51 gives the mechanism that every later constitution has copied, ambition counteracting ambition, with the frank admission that if men were angels no government would be necessary. Programs assign them because they are the clearest available statement of how a republic is supposed to survive its own citizens, written by people who expected it might not.
Key themes
- Society and the state
- Faction is treated as a permanent condition of free societies, not a disease to be cured. You cannot remove its causes without removing liberty, so you design for its effects.
- Power and authority
- Separation of powers is not a diagram but a set of incentives. Each branch is given the constitutional means and the personal motives to resist encroachment by the others.
- Reason and passion
- Publius assumes people are interested, partial and easily inflamed. The Constitution is arranged so that passion has to travel through delay and filtration before it becomes law.
- Liberty and rights
- The threat these essays fear most is not a king but a majority. The extended republic exists to stop a numerical majority converting itself directly into an oppressive one.
Which edition to read
For The Federalist Papers the edition is most of the decision. Our pick is the Signet Classics edition; the others are good for different reasons.
Our pick
The Federalist Papers
Signet Classics, 2003
Clinton Rossiter's edition, with Charles Kesler's introduction and the Constitution appended; the cheap standard.
Amazon: the Signet Classics edition, opens in a new tabBookshop.org: the Signet Classics edition, opens in a new tab
Also good
The Federalist, edited by George W. Carey and James McClellan
Liberty Fund, 2001
The scholarly text, with the Constitution cross-referenced essay by essay.
Amazon: the George W. Carey and James McClellan edition, opens in a new tabBookshop.org: the George W. Carey and James McClellan edition, opens in a new tab
Also good
The Federalist Papers, edited by Isaac Kramnick
Penguin Classics, 1987
A good long introduction on the ratification fight, for readers who want the politics as well as the theory.
Amazon: the Isaac Kramnick edition, opens in a new tabBookshop.org: the Isaac Kramnick edition, opens in a new tab
Overview
Eighty-five essays, published in New York newspapers between October 1787 and August 1788, all signed Publius. Hamilton wrote around fifty-one, Madison twenty-nine, Jay five; the attribution of a dozen was disputed for a century and a half. They were written fast, sometimes at a day’s notice, to move votes in a state that was expected to reject the Constitution and nearly did.
This is advocacy. Publius is not describing a machine he admires from a distance, he is selling one, and he anticipates objections because the Anti-Federalists were making them in the next column. Reading the essays without any sense of that opposition is like reading one side of a correspondence.
The collection divides roughly into four parts: why the union must be preserved (1 to 14), why the Articles of Confederation failed (15 to 22), what powers the new government needs (23 to 36), and how its structure will prevent abuse of them (37 to 85).
The argument
The first section argues from danger. A divided America would fight itself and be played off by European powers; a confederation without coercive power over individuals is a league, not a government, and leagues fail. Numbers 15 to 22 are Hamilton’s autopsy on the Articles, and the charge is precise: requisitions on states are requests, and a government that can only request is not one.
No. 10 is Madison’s and the most important. The stock objection to large republics was Montesquieu’s: liberty survives only in small states with a common interest. Madison inverts it. Faction, meaning a group united by a passion or interest adverse to others or to the whole, is inseparable from liberty, because its causes are sown in human nature. You cannot remove the causes without destroying freedom, so you control its effects. A minority faction is handled by voting. A majority faction is the real danger, and it is checked by making the republic large: extend the sphere, take in a greater variety of interests, and it becomes unlikely that a majority will share a common motive, or find one another if they do. Representation refines and enlarges the public view by passing it through a chosen body of citizens.
The structural essays follow. No. 39 defends the Constitution as partly national and partly federal. No. 47 to 51 handle separation of powers, answering the charge that the branches are insufficiently separate. Madison’s answer is that parchment barriers are useless; what works is interest. Give each branch a will of its own and the means to defend itself, and let each officeholder’s personal ambition attach to the place he occupies. No. 51 also restates the extended-republic argument in a second key, as a guard for the rights of minorities.
Hamilton’s later essays defend the presidency and the courts. No. 70 argues for energy in the executive and for a single president rather than a council, because unity produces decision, activity and responsibility, and because you can only hold one man to account. No. 78 defends life tenure and lays out judicial review: the Constitution is superior law, a judge confronted with a statute contrary to it must prefer the Constitution, and this makes the judiciary the least dangerous branch because it commands neither sword nor purse.
How to read it
Nobody reads all eighty-five, and nobody is expected to. The core is 1, 9, 10, 15, 23, 39, 47, 48, 51, 62, 70, 78 and 84. If you read only two, read 10 and 51. Most courses set between six and a dozen.
Read at least one Anti-Federalist paper alongside, Brutus I or the Federal Farmer, both widely available. Publius spends most of his time answering arguments the essays never state fully, and the objections are strong: that a republic this size cannot be genuinely representative, that the judiciary will become unaccountable, that there is no bill of rights. Hamilton’s answer to the last, in No. 84, is that a bill of rights is unnecessary and dangerous, and it lost.
Attend to who is writing. Hamilton wants energy, centralisation and a strong executive. Madison wants balance and worries about majorities. They are not a single mind, and within a decade of ratification they were leading opposing parties.
Read the eighteenth-century sentences slowly. The prose is periodic and the argument often sits in a subordinate clause. If a paragraph does not resolve, find the main verb.
The common misreading is that these essays are neutral exposition of what the Constitution means. They are one side’s account of what it would mean, published before it was ratified, by two men who later disagreed about almost all of it.
Questions it raises
- Madison argues a large republic makes oppressive majorities unlikely. Does a national media and a two-party system defeat that mechanism by making one majority easy to assemble?
- If ambition is to counteract ambition, what happens when officeholders identify with a party rather than with their branch?
- Is faction really inseparable from liberty, or does Madison’s definition make it true by construction?
- Hamilton calls the judiciary the least dangerous branch because it has neither force nor will. Two centuries of judicial review later, was he wrong, or did he describe a court that no longer exists?
- No. 70 wants energy in the executive and a single accountable person. Where is the line between energy and prerogative?
- These are advertisements for a document that had not yet passed. How much authority should they carry over what it means now?
Highlights
Ambition must be made to counteract ambition. The interest of the man must be connected with the constitutional rights of the place.
If men were angels, no government would be necessary. If angels were to govern men, neither external nor internal controls on government would be necessary.
Liberty is to faction what air is to fire, an aliment without which it instantly expires. But it could not be a less folly to abolish liberty, which is essential to political life, because it nourishes faction, than it would be to wish the annihilation of air, which is essential to animal life, because it imparts to fire its destructive agency.
The judiciary is beyond comparison the weakest of the three departments of power. It may truly be said to have neither FORCE nor WILL, but merely judgment.
